COMPANY LAW & SEBI (LODR) REGULATIONS
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File Corporate Governance Report
The listed entity shall submit a quarterly compliance report on corporate governance within fifteen days from close of the quarter. Further it may be noted that it shall not apply, in respect of- (a) the listed entity having paid up equity share capital not exceeding rupees ten crore and net worth not exceeding rupees twenty […]
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Shareholding Pattern
The listed entity shall submit to the stock exchange(s) a statement showing holding of securities and share- holding pattern separately for each class of securities. In case of listed entities which have listed their specified securities on SME Exchange, the above statements shall be submitted on a half yearly basis within twenty one days from […]
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Statement of Investor complaints
The listed entity shall file with the recognised stock exchange(s) on a quarterly basis, within twenty one days from the end of each quarter, a statement giving the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed of during the quarter and those remaining unresolved at the […]
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Compliance Certificate certifying maintaining physical electronic transfer facility
The listed entity shall submit a compliance certificate to the exchange, duly signed by both that is by the compliance officer of the listed entity and the authorized representative of the share transfer agent. wherever applicable, certifying maintaining physical & electronic transfer facility either in house or RTA as applicable.
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Certificate from PCS
The listed entity shall ensure that the share transfer agent and/or the in-house share transfer facility, as the case may be, produces a certificate from a practicing company secretary within one month of the end of each half of the financial year, certifying that all certificates have been issued within thirty days of the date […]
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Reconciliation of Share captial Audit
Listed entities are required to submit Reconciliation of Share Capital Audit Report on a quarterly basis to the stock exchanges audited by a qualified chartered accou- ntant or a practicing company secretary for the purpose of reconciliation of share capital held in depositories and in physical form with the issued/listed capital.
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File e-Forms AOC-4
E-Forms AOC-4 are required to be filed to ROC in respect of Balance Sheet & Profit and Loss account for One Person Company (OPC)
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Hold Annual General Meeting (Companies financial adopting year April to March)
Annual General Meeting is required to be held within six months of closure of Books of accounts
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DIR-3 KYC
Every Person who has DIN alloted and the status of the DIN is Approved.
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File Corporate Governance Report
The listed entity shall submit a quarterly compliance report on corporate governance within fifteen days from close of the quarter. Further it may be noted that it shall not apply, in respect of (a) the listed entity having paid up equity share capital not exceeding rupees ten crore and net worth not exceeding rupees twenty […]
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Shareholding Pattern
The listed entity shall submit to the stock exchange(s) a statement showing holding of securities and shareholding pattern separately for each class of securities. In case of listed entities which have listed their specified securities on SME Exchange, the above statements shall be submitted on a half yearly basis within twenty one days from the […]
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Statement of Investor Complaints
The listed entity shall file with the recognised stock exchange(s) on a quarterly basis, within twenty one days from the end of each quarter, a statement giving the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed during the quarter and those remaining unresolved at the end […]
