SEBI(LODR)
Events
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Compliance Certificate certifying maintaining physical electronic transfer facility
COMPANY LAW & SEBI (LODR) REGULATIONSThe listed entity shall submit a compliance certificate to the exchange, duly signed by both that is by the compliance officer of the listed entity and the authorized representative of the share transfer agent. wherever applicable, certifying maintaining physical & electronic transfer facility either in house or RTA as applicable.
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Certificate from PCS
COMPANY LAW & SEBI (LODR) REGULATIONSThe listed entity shall ensure that the share transfer agent and/or the in-house share transfer facility, as the case may be, produces a certificate from a practicing company secretary within one month of the end of each half of the financial year, certifying that all certificates have been issued within thirty days of the date […]
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Reconciliation of Share captial Audit
COMPANY LAW & SEBI (LODR) REGULATIONSListed entities are required to submit Reconciliation of Share Capital Audit Report on a quarterly basis to the stock exchanges audited by a qualified chartered accou- ntant or a practicing company secretary for the purpose of reconciliation of share capital held in depositories and in physical form with the issued/listed capital.
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File e-Forms AOC-4
COMPANY LAW & SEBI (LODR) REGULATIONSE-Forms AOC-4 are required to be filed to ROC in respect of Balance Sheet & Profit and Loss account for One Person Company (OPC)
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Hold Annual General Meeting (Companies financial adopting year April to March)
COMPANY LAW & SEBI (LODR) REGULATIONSAnnual General Meeting is required to be held within six months of closure of Books of accounts
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DIR-3 KYC
COMPANY LAW & SEBI (LODR) REGULATIONSEvery Person who has DIN alloted and the status of the DIN is Approved.
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File Corporate Governance Report
COMPANY LAW & SEBI (LODR) REGULATIONSThe listed entity shall submit a quarterly compliance report on corporate governance within fifteen days from close of the quarter. Further it may be noted that it shall not apply, in respect of (a) the listed entity having paid up equity share capital not exceeding rupees ten crore and net worth not exceeding rupees twenty […]
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Shareholding Pattern
COMPANY LAW & SEBI (LODR) REGULATIONSThe listed entity shall submit to the stock exchange(s) a statement showing holding of securities and shareholding pattern separately for each class of securities. In case of listed entities which have listed their specified securities on SME Exchange, the above statements shall be submitted on a half yearly basis within twenty one days from the […]
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Statement of Investor Complaints
COMPANY LAW & SEBI (LODR) REGULATIONSThe listed entity shall file with the recognised stock exchange(s) on a quarterly basis, within twenty one days from the end of each quarter, a statement giving the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed during the quarter and those remaining unresolved at the end […]
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File e-Forms AOC-4/AOC-4 XBRL/AOC-4 CFS
COMPANY LAW & SEBI (LODR) REGULATIONSE-Forms AOC-4/AOC-4 XBRL/AOC-4 CFS are required to filed to RoC in respect of Balance Sheet & Profit and Loss account within 30 days of holding of Annual General Meeting.
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MGT-14
COMPANY LAW & SEBI (LODR) REGULATIONSFiling of company resolutions and agreements with the Registrar (Except OPC)
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Form 8 (Statement of Account & Solvency)
COMPANY LAW & SEBI (LODR) REGULATIONSAll LLPs registered under Limited Liability Act, 2008 have to annually file Form 8 (Statement of Account & Solvency) within October 30th every year
